Compliance Checks
Agents that run first-pass compliance and risk checks against your existing policies, flagging exceptions for human review.
AI Agents for Financial Services
Financial services teams use Lua agents to handle the repetitive checks and paperwork that slow down onboarding and reporting, so analysts and advisors can focus on clients.
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What We Build
Client Onboarding
Agents that collect, verify, and organise client documentation, cutting onboarding time from weeks to days.
Reporting
Automated drafting of routine client and regulatory reports, ready for review rather than written from scratch.
Why Financial Services Teams Choose Lua
First agent live in under 10 days
Full implementation in 6–8 weeks
Built around the compliance and case-management systems you already use
Exclusive Benelux implementation partner for heylua.ai
Any AI Agent You Can Imagine. Built Around Your Use Case.
These are starting points, not fixed products. We connect an agent to the systems, policies and approval steps your team already uses, then shape it around your operating and compliance requirements.
Client Onboarding Agent
Collects documents, checks completeness, coordinates KYC or AML review and routes exceptions to the right specialist.
Compliance Monitoring Agent
Tracks cases, deadlines and policy requirements while assembling a clear evidence trail for human review.
Analyst Briefing Agent
Synthesises account, market and case information into a concise briefing before a client or advisory conversation.
Client Service Agent
Answers routine product and process questions, provides status updates and escalates regulated or sensitive requests.
Need something different? We map the workflow first, then design the agent, controls and human review points around your organisation.